公司名 :
Nanhua USA LLC
地址 :
30 South Wacker Drive Chicago IL
联系人 :
choco
电话 :
3123744885
邮箱 :
choco.jia@nanhua-usa.com
Company description:
Nanhua Futures Co., Ltd (Nanhua Futures), a leader in China’s futures industry, continues to pioneer new trails. Nanhua Futures has become the first Chinese FCM to establish an FCM in the US. Now Nanhua has set its footprint in Chicago, the center of globa derivatives industry. On July 16th, 2014, Nanhua USA LLC(HGNH·USA) was officiall approved by NFA (NFA ID: 0466494) and registered as an FCM in the US. On Feb 13 2015, Nanhua USA LLC was granted active clearing member status on the CME group.
Position Summary:
The Senior Back Office Manager is responsible for the Risk and Settlement departments daily work. The risk part is to monitor, manage and prevent risk that arises through daily activities undertaken by the company. The Manager will provide positive input and be responsible for specific projects through margin analysis, stress testing and customer or product specific analysis. The settlement part is to ensure accurate trade clearing and settlement activities, reconciles, identifies, and resolve discrepancies in the daily trade clearing processes, and coordinate with exchanges, self-regulatory organizations (SRO), settlement banks, and various third-party vendors regarding the firm’s daily financial operations.
Duties & Responsibilities:
Responsibilities include but are not limited to:
- Understand regulation requirements and company risk policies
- Real time monitoring of client’s risk and P&L
- Do daily stress test on clients level and firm level
- Review pre-trade limit requests for customers
- Assess the risk of customers' derivatives portfolios and evaluate company capital sufficiency
- Performing daily trade clearing settlement reconciliation between the firm back-office environment and the futures exchanges; identifying and resolving discrepancies in the trade clearing process; managing exchange portals, back office clearing systems, trading platforms, etc.
- Facilitating client trade and account related inquiries, including position transfers, trade give-ups, option assignments, contract deliveries, new trading activity application assessments, position offsets, account management, and funding and billing transactions, communicating with external depositories
- Identify and escalate potential violations to the Compliance Department
- Act as liaison of the firm’s Operations Department between internal departments and futures exchanges, self-regulatory organizations (SRO), regulators, settlement banks and third-party service
providers
Experience & Skills Required:
- Educated to a degree level in statistics, finance or related field
- 3 years’ work experience in risk management or back office operations for FCM (Futures Commission Merchant) preferred
- Knowledge of futures and option theory
- Strong Microsoft Excel knowledge, programming a plus.
- Ability to work well within a diverse team
- Ability to manage multiple conflicting priorities.
- Be self-directed and motivated.
Contact:
Please email your resume to choco.jia@nanhua-usa.com
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